
| Clinical Research Compliance Manual: An Administrative Guide by Patricia Brent, Lawrence W. Vernaglia List Price: $475.00   Eligible for Free Standard Shipping on U.S. Prepaid Orders Imprint: Aspen Publishers ISBN: 9780735569669 Looseleaf: 588 pages Publication Cycle: Updated annually Last Updated: 6/19/2012 Automatic Supplementation More Info. | Available: Item ships in 3-5 Business Days |
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For anyone receiving or applying for clinical research funding, Clinical
Research Compliance Manual: An Administrative Guide covers today's
most crucial topics, including:
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Human subject protections
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Institutional Review Board regulations and requirements
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Conflicts of interest
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Scientific misconduct
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Reimbursement issues
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And much more!
Clinical Research Compliance Manual helps you establish best
practices and carry out all administrative tasks in a compliant manner while
keeping you completely up-to-date on the most recent developments:
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Covers the major clinical research issues - with chapters written by experts
in the field
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Provides legal explanations of the major regulatory issues in an
easy-to-understand format
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Includes summaries of federal regulatory agencies, analysis of major cases,
flow-charts, checklists, and footnotes to in compliance program development,
auditing and monitoring
Clinical Research Compliance Manual has been updated to include:
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A new chapter on "Protecting Research Materials, Research Results, and
Inventions: A University's Perspective"
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A new section on "Recent Proposed Changes to the Common Rule"
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Updated discussion of federal-wide assurance (FWA)
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OHRP's revision of its FAQs to be consistent with its Final Guidance on
Engagement of Institutions in Human Subject Research
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Recent OHRP guidance on when institutions are not engaged in human subject
research
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And much more!
View the Highlights for this title.
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1. OVERVIEW OF CLINICAL RESEARCH PRINCIPLES AND REGULATORY ENVIRONMENT
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Background of Human Subject Protection and Sources of Ethical Guidance
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Privacy and Confidentiality of Research Records and Information
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Conflicts of Interest in Clinical Research
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Reimbursement Issues Related to Clinical Trials
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Anti-Kickback Fraud and Abuse Implications of Clinical Trials
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Intellectual Property Issues in Clinical Research
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International Regulation and Global Ethics in Clinical Research
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2. HUMAN SUBJECT PROTECTIONS IN CLINICAL RESEARCH
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Historical Overview of Human Subject Protection in Clinical Research
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FDA Human Subject Protection Regulations and Their Distinctions from HHS
Regulations
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Detailed Analysis of the Common Rule and OHRP Regulations for the Protection
of Human Subjects
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Additional Protections for Vulnerable Populations
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Detailed Analysis of FDA Regulations for the Protection of Human Subjects
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Compliance with Human Subject Protection Regulations
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Guidances on Human Subject Protections
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Exhibit 2-1 Guidance on Engagement of Institutions in Human Subject Research
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Exhibit 2-2 OHRP Correspondence, Jan. 13, 2009: Determining When Institutions
Are Engaged in Research
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Exhibit 2-3 Final Rule: Institutional Review Boards: Registration Requirements
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Exhibit 2-4 Comparison of FDA and HHS/OHRP Human Subject Protection Regulations
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Exhibit 2-5 Glossary of Terms for Human Subject Protections
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3. INFORMED CONSENT IN FEDERALLY REGULATED RESEARCH
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The Federal Requirements for Consent in Clinical Research
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Federal Documentation Requirements for Consent in Clinical Research
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Special Populations Recognized in Federal Clinical Research Regulations on
Consent
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Clinical Trials Consent Provisions and the FDA
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State Laws on Consent in Clinical Research
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The Effect of Regulatory Guidance on Consent in Clinical Research
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Consent Litigation and Clinical Research
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Emerging Issues in Clinical Research and Consent
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Avoiding Consent Litigation in Clinical Research
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Exhibit 3-1 71 Fed. Reg. 32,827-32,834 (June 7, 2006)
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Exhibit 3-2 Office for Human Research Protections: Applicability of 45 C.F.R.
Part 46 to Clinical Investigations Conducted Under FDA's Interim Final Rule at
21 C.F.R. §50.23(e)
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4. INSTITUTIONAL REVIEW BOARDS: THEIR ROLE AND RESPONSIBILITIES IN CLINICAL
RESEARCH PROGRAMS
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Regulatory Structure of IRBs
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Registration of IRBs—HHS/OHRP
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Criteria for Approval of Research—HHS/OHRP
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Conduct of IRB Review—HHS/OHRP
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Unanticipated Problems, Adverse Event Reporting, and Protocol
Deviation/Violation—HHS/OHRP
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FDA-Specific IRB Regulations
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Criteria for IRB Approval of Research—FDA
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Adverse Event Reporting—FDA
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Registration of IRBs—FDA
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Registration of Clinical Trials—FDA
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Alternative (Independent) IRBs
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Data Monitoring Committees
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Protection of Vulnerable Human Subjects
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Legal and Ethical Challenges Facing IRBs
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Lessons Learned from the Johns Hopkins Experience
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Exhibit 4-1 Categories of IRM Membership
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Exhibit 4-2 Guidance on Continuing Review
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Exhibit 4-3 Examples of Adverse Events That DoNot Represent Unanticipated
Problems and Do Not Need to Be Reported Under the HHS Regulations at 45 C.F.R.
Part 46
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Exhibit 4-4 Examples of Adverse Events That Represent Unanticipated Problems
and Need to Be Reported Under the HHS Regulations at 45 C.F.R. Part 46
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Exhibit 4-5 Examples of Unanticipated Problems That Do Not Involve Adverse
Events and Need to Be Reported Under the HHS Regulations at 45 C.F.R. Part 46
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Exhibit 4-6 Algorithm for Determining Whether an Adverse Event Is an
Unanticipated Problem
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Exhibit 4-7 Guidance on Reporting Incidents to OHRP
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Exhibit 4-8 Guidance for Institutional Review Boards and Clinical Investigators
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Exhibit 4-9 IRB Reviewer Checklist: Children as Research Subjects
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Exhibit 4-10 IRB Reviewer Checklist: Prisoners as Research Subjects
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Exhibit 4-11 IRB Reviewer Checklist: Pregnant Women, Fetuses, and Newborns as
Research Subjects
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Exhibit 4-12 Glossary of Terms
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Exhibit 4-13 Frequently Asked Questions About the Protocol Registration System
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Exhibit 4-14 Data Elements for Interventional Trials
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Exhibit 4-15 Quickguide to Facilitated Review
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Exhibit 4-16 CIRB Procedure
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Exhibit 4-17 Guidance for Clinical Trial Sponsors: Establishment and Operation
of Clinical Trial Data
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Monitoring Committees
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5. OVERVIEW OF FEDERAL GRANTS ADMINISTRATION
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What Are Federal Grants?
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Sources of Law and Policy
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Overview of Key OMB Circulars
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Conclusion
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6. ADMINISTRATION OF NIH-SUPPORTED CLINICAL RESEARCH
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Select Pre-Award Requirements
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Select Post-Award Requirements
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After Award Requirements
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Administrative Requirements for State, Local, and Tribal Governments
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Monitoring, Enforcement, and Disputes
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Conclusion
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7. KEY GRANTS MANAGEMENT AND ACCOUNTING ISSUES
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Financial Management Overview
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Internal Controls
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Allowable Costs
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Budget or Project Changes
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New Issues in NIH Grants Management
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Conclusion
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8. CONFLICT OF INTEREST RULES FOR FEDERALLY REGULATED CLINICAL RESEARCH
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Defining the Terms and Players
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Institutional Interests: The Bayh-Dole Act
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Conflict of Interest Regulations and Guidelines
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Enforcement: The Federal False Claims Act
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Association Codes of Conduct
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Conclusion: Practically Speaking
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9. MISCONDUCT IN CLINICAL RESEARCH
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What Government Agency Oversees Misconduct in Research?
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The Definition of Research Misconduct
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The Final Rule Expanded
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Required ORI Policies and Procedures
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Role of the Institutional Official
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Role of Journal Editors and Peer Reviewers in Detecting and Preventing
Research Misconduct
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Proving a Finding of Research Misconduct—the Evidentiary Standard
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The Process for Investigating an Allegation of Research Misconduct
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Case Summaries
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Exhibit 9-1 Glossary of Research Misconduct Terms
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Exhibit 9-2 Requirements for Institutional Policies and Procedures on Research
Misconduct Under the New PHS Policies on Research Misconduct, 42 C.F.R. Part 93
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Exhibit 9-3 Sample Provisions for Institutional Policies and Procedures on
Research Misconduct
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Exhibit 9-4 Research Misconduct Policy Checklist
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Exhibit 9-5 Sample Research Misconduct Policy
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Exhibit 9-6 42 C.F.R. Part 93—Public Health Policies on Research Misconduct,
Final Rule
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10. A PRACTICAL GUIDE TO GOOD CLINICAL PRACTICE STANDARDS
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Good Clinical Practices Are Born
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The Core of the Consolidated GCP Guidance
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GCP Risk Areas
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The Basics of Good Clinical Practices
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Selected Areas of Compliance Risk
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Developing a Plan for Improving Compliance with GCPs
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Exhibit 10-1 Draft Guidance on Important Considerations for When Participation
of
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Human Subjects in Research Is Discontinued
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Exhibit 10-2 Clinical Trial Documentation Checklist
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Exhibit 10-3 GCP Checklist: Assessing the Health of Your Institution
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Exhibit 10-4 Proposed Rule: Reporting Information Regarding Falsification of
Data, 75 Fed. Reg. 7412
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(Feb. 19, 2010)
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11. KEY CONCEPTS IN REIMBURSEMENT FOR CLINICAL TRIALS
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Medical Research Issues Relevant for Reimbursement Considerations
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Reimbursement Rules
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Enforcement Activities
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Exhibit 11-1 Glossary of Terms
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Exhibit 11-2 States with Legislation Affecting Clinical Trial Reimbursement
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Exhibit 11-3 NCD for Routine Costs in Clinical Trials
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Exhibit 11-4 Final Decision for Clinical Trial Policy Q's and A's
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Exhibit 11-5 NCD with Data Collection
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Exhibit 11-6 CMS Tracking Sheet
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Exhibit 11-7 CMS Decision Memo (Oct. 17, 2007)
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12. BEST PRACTICES AND LEGAL PRINCIPLES IN CLINICAL RESEARCH COMPLIANCE
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Key Steps for Effective Compliance
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Developing an Educational and Training Program
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Assisting Research Personnel in Responding to and Coordinating Internal or
Independent Auditors with Compliance Reviews and Monitoring Activities
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Continual Assessment of Training Programs
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Identification and Assessment of Risks
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Independent Monitoring of Clinical Research Billing
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Draft Compliance Program Guidance for Recipients of Public Health Research
Awards
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Legal Issues Associated with Clinical Research Billing
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Exhibit 12-1 Clinical Research Compliance Education Matrix
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Exhibit 12-2 Clinical Research Billing Compliance Checklist
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Exhibit 12-3 Clinical Research Billing Monitoring Protocol Instructions
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Exhibit 12-4 Action Item Grid for Supplemental Compliance Program Guidance for
Hospitals
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Exhibit 12-5 70 Fed. Reg. 71,312-71,320 (Nov. 28, 2005)
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Exhibit 12-6 OIG NEWS: NSTC Launches Government-wide Initiative Based on OIG
Draft Guidance for HHS Research Grants
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13. INTELLECTUAL PROPERTY ISSUES AND DATA EXCLUSIVITY IN CLINICAL RESEARCH
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Exemption from Patent Infringement During Clinical Trials
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Non-Patent Market Exclusivity
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Hatch-Waxman Patent-Based Exclusivity: Orange Book Listings
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Patent Term Extensions for Regulatory Delay
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Disclosure of Clinical Data
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Conclusion
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14. RESEARCH PRIVACY ANDSECURITY: MYTHS, FACTS AND PRACTICAL APPROACHES
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Federal Privacy Rules
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State Privacy and Mandatory Disclosure Laws
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Electronic Records and Signatures
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Information Security and Human Research
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Conclusion
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Exhibit 14-1 HIPAA Authorization Exceptions for Research
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Exhibit 14-2 Sample Data Use Agreement
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Exhibit 14-3 Compliance Checklist for 21 C.F.R. Part 11: FDA Electronic
Signature Mandates
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15. INTERNATIONAL REGULATION AND GLOBAL ETHICS IN CLINICAL RESEARCH
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U.S. Federal Standards for Research in Foreign Countries
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International Standards for Human Subject Protections and Clinical Research
Ethics
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Beyond Regulations: Ethics in Cross-Cultural Contexts
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Concluding Considerations: Cultural Competence and Social Projection
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Table of Cases
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Index

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