The Definitive Reference Covering the Full Range of Regulatory, Reporting, and Legal Issues Surround Derivatives Regulation by Philip McBride Johnson, Thomas Lee Hazen List Price: $618.00   Eligible for Free Standard Shipping on U.S. Prepaid Orders Imprint: Aspen Publishers ISBN: 9780735533363 Hardcover: 1,960 pages Publication Cycle: Updated annually Last Updated: 12/17/2012 Available: Item ships in 3-5 Business Days

For over a quarter century, Commodities Regulation has been recognized as the resource covering the derivatives marketplace. Today, Derivatives Regulation builds on that expertise, delivering the coverage professionals and practitioners need in order to stay current with this changing topic. Derivatives Regulation comprehensively covers the Commodity Exchange Act along with all other relevant aspects of the regulation of securities that have an impact on the derivatives markets. Derivatives Regulation is completely updated to cover the full range of emerging regulatory, reporting, and legal issues surrounding derivatives and related instruments, including: Distinguishing between regulated and unregulated derivatives¿and knowing which rules to apply The significant roles of the SEC and the federal laws in regulating derivatives Meeting standards for exemption or other relief The workings of the derivatives markets and the rules applicable to trading Registration, reporting, and disclosure requirements applicable to commodities professionals Criteria for publicly traded futures and commodity options Rules governing unprofessional conduct, including the antifraud and anti-manipulation prohibitions Customer protections, the CFTC¿s reparations program, arbitration programs, and private rights of action in the courts VOLUME 1 Profile of the Derivatives Markets and Regulation The Markets VOLUME 2 The Marketing Effort The Commission VOLUME 3 Offenses And Remedies Appendix :Commodity Exchange Act Table of Cases and Administrative Decisions Table of Interpretive Letters and Miscellaneous Decisions Table of Statutes Table of Regulations Index Securities Regulation Louis Loss, Joel Seligman, Troy Paredes The universally acknowledged work Securities Regulation is of immense day-to-day value to the practitioner. The authors' analysis of all relevant statutes plus thousands of cases, SEC administrative decisions and letters definitively clarifies such questions as: When does a note fall within t more... Add to cart   |  Price: $2,725.00  |  ISBN: 9780316533430  |  Format: Hardcover  Imprint: Aspen Publishers