Cited 37 Times by the Supreme Court with Countless Citations by the Lower Federal Courts! Securities Regulation by Louis Loss, Joel Seligman, Troy Paredes List Price: $2,725.00   Eligible for Free Standard Shipping on U.S. Prepaid Orders Imprint: Aspen Publishers ISBN: 9780316533430 Hardcover: 5,740 pages Publication Cycle: Updated annually Last Updated: 5/10/2013 Available: Item ships in 3-5 Business Days

The universally acknowledged work Securities Regulation is of immense day-to-day value to the practitioner. The authors' analysis of all relevant statutes plus thousands of cases, SEC administrative decisions and letters definitively clarifies such questions as: When does a note fall within the definition of a "security" How have the courts altered the express civil liability provisions of the federal securities laws? Can the SEC impose additional ten-day suspensions on trading without notice? Does scienter include reckless as well as intentional conduct? And countless others, so that you're almost sure to find coverage of the "small point" on which your case may turn. And with all its amazing depth and scope, Securities Regulation continues to be the current authority on all of today's issues, with detailed coverage of: The Sarbanes-Oxley Act The SEC's disclosure requirements Internet securities trading Margin accounts The SEC's safe harbor initiatives SRO voting rights standards Regulation FD and selective disclosure of material non-public information SEC amendments to the tender offer, proxy, and merger rules Arbitrability of securities disputes And much more. Volume I Chapter 1: Background of the SEC Statutes Chapter 2: Federal Regulation of the Distribution of Securities Volume II Chapter 2: Federal Regulation of the Distribution of Securities (continued) Chapter 3: Coverage of the Securities Act of 1933: Definitions and Exemptions Volume III Chapter 3: Coverage of the Securities Act of 1933: Definitions and Exemptions (continued) Volume IV Chapter 4: Protective Committee Reform: The Trust Indenture Act of 1939 and SEC Functions Under the Bankruptcy Code Chapter 5: Control Concepts Under the SEC Statutes Chapter 6: Registration and Postregistration Provisions of the 1934 Act Volume V Chapter 6: Registration and Postregistration Provisions of the 1934 Act (continued) Chapter 7: Regulation of the Securities Markets Volume VI Chapter 7: Regulation of the Securities Markets (continued) Chapter 8: Regulation of Brokers, Dealers, and Investment Advisors Volume VII Chapter 8: Regulation of Brokers, Dealers, and Investment Advisors (continued) Chapter 9: Fraud Volume VIII Chapter 9: Fraud (continued) Chapter 10: Manipulation Volume IX Chapter 10: Manipulation (continued) Chapter 11: Civil Liability Volume X Chapter 11: Civil Liability (continued). Chapter 12: Government Litigation Chapter 13: SEC Administration Law Chapter 14: Conflict of Laws, Procedural Aspects, and Globalization Volume XI Table of Cases Table of No-Action and Interpretative Letters Table of SEC Releases Table of Statutory Citations Table of Rule Citations Table of Regulation FD Citations Table of Regulation M-A Item Citations Table of Regulation S-K Item Citations Table of Form Citations Index Fundamentals of Securities Regulation, Sixth Edition Joel Seligman, Troy Paredes, the late Louis Loss Fundamentals of Securities Regulation, Sixth Edition gives you quick access to the law of securities regulation as derived from the eleven-volume, landmark treatise Securities Regulation . This consolidated, two-volume set distills the essence of Loss, Seligman, and Paredes’ master work  more... Add to cart   |  Price: $375.00  |  ISBN: 9781454801993  |  Format: Hardcover  Imprint: Aspen Publishers  Corporate Financial Disclosure Answer Book Steven Mark Levy Federal law requires public companies to disclose financial and other information in accordance with strict standards, including thousands of SEC, FASB, PCAOB, and stock exchange pronouncements. Disclosure must be in a prospectus, as well as in annual and quarterly reports and proxy statements file more... Add to cart   |  Price: $338.00  |  ISBN: 9780735594005  |  Format: Looseleaf  Imprint: Aspen Publishers  Derivatives Regulation Philip McBride Johnson, Thomas Lee Hazen For over a quarter century, Commodities Regulation has been recognized as the resource covering the derivatives marketplace. Today, Derivatives Regulation builds on that expertise, delivering the coverage professionals and practitioners need in order to stay current with this changing topic. De more... Add to cart   |  Price: $618.00  |  ISBN: 9780735533363  |  Format: Hardcover  Imprint: Aspen Publishers  Federal Money Laundering Regulation: Banking, Corporate and Securities Compliance Steven Mark Levy Federal Money Laundering Regulation: Banking, Corporate and Securities Compliance is your complete guide to understanding and complying with all U.S. statutes, regulations and court decisions governing money laundering activity. This valuable desk reference provides in-depth analysis and guid more... Add to cart   |  Price: $332.00  |  ISBN: 9780735543508  |  Format: Looseleaf  Imprint: Aspen Publishers  Insights: The Corporate and Securities Law Advisor Amy L. Goodman, Esq. For more than two decades, Insights: The Corporate & Securities Law Advisor has provided a direct pipeline to the latest developments in corporate and securities law on the state, national and international levels. Each month, this timely and informative journal scours the globe to report more... Add to cart   |  Price: $835.00  |  PIN: SS08943524  |  Format: Paperback  Imprint: Aspen Publishers  Investment Lawyer: Covering Legal and Regulatory Issues of Asset Management Stephanie Djinis Asset management is one of the fastest growing and most highly regulated industries in America. Practitioners need practical answers to complex questions and up-to-the-minute reporting on regulatory and industry developments. The Investment Lawyer is the first and only legal publication devoted excl more... Add to cart   |  Price: $665.00  |  PIN: SS10754512  |  Format: Paperback  Imprint: Aspen Publishers  Practical Guide To Section 16, Fourth Edition Stanton P. Eigenbrodt, General Editor Rely on the expertise of 15 securities professionals for everything you need to know and do under the Section 16 rules. Compliance is easy with this convenient manual to guide you step-by-step through every phase of the Section 16 reporting scheme. You'll find detailed answers to such questions a more... Add to cart   |  Price: $383.00  |  ISBN: 9780735541122  |  Format: Looseleaf  Imprint: Aspen Publishers  Regulation of Money Managers: Mutual Funds and Advisers, Second Edition Tamar Frankel, Ann Taylor Schwing Widely regarded as the most comprehensive and penetrating analysis of the regulation surrounding investment advisers and companies, The Regulation of Money Managers, Second Edition provides unsurpassed guidance for legal counsel in the field. Newly revised and now in a looseleaf format, Th more... Add to cart   |  Price: $1,088.00  |  ISBN: 9780735518452  |  Format: Looseleaf  Imprint: Aspen Publishers  Securities Act Handbook Virtually the entire library of U.S. securities laws and regulations in a single-source format is now available from Aspen Publishers. The Securities Act Handbook includes U.S. securities acts and SEC regulations, rules, and key forms. Provided in a sturdy ring binder format, the Securities Act more... Add to cart   |  Price: $604.00  |  ISBN: 9781886100022  |  Format: Looseleaf  Imprint: Aspen Publishers