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For legal counsel, managers, brokers and bankers, the vast array of Aspen resources helps professionals to profitably adapt to today’s new and changing conditions and anticipate tomorrow’s regulatory response. View some of our featured titles below or browse our entire line of Investment Management products.

Investment Adviser's Legal & Compliance Guide

Investment Adviser's Legal & Compliance Guide

by Terrance O'Malley
A guide to assist in drafting and reviewing policies and procedures.
List Price: $265.00
Broker-Dealer Law and Regulation, Fourth Edition by Norman S. Poser, James A. Fanto

Broker-Dealer Law and Regulation, Fourth Edition

by Norman S. Poser, James A. Fanto
Comply with Broker-Dealer Regulations and Litigate and Arbitrate Disputes Successfully!
List Price: $430.00

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